Neil K. Desilva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Kevin Desilva, who also goes by Neil Desilva, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2005. Neil had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2013 - April 22, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
July 18, 2011 - October 1, 2013
STILLPOINT CAPITAL, LLC
March 23, 2011 - August 2, 2011
BURCH & COMPANY, INC
September 15, 2005 - April 9, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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