Edward J. Vierling
Professional summary
Edward Joseph Vierling SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Edward had worked at 6 firms, which includes TULLETT PREBON FINANCIAL SERVICES LLC, CHAPDELAINE TULLETT PREBON LLC, MORGAN STANLEY DW INC., HARRY DOWNS & COMPANY INC., TP ICAP GLOBAL MARKETS AMERICAS LLC, VIERLING DEVANEY & MAGUIRE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2012 - February 6, 2014
TULLETT PREBON FINANCIAL SERVICES LLC
July 2, 2003 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
February 16, 1994 - December 21, 1995
MORGAN STANLEY DW INC.
December 1, 1987 - April 21, 1989
HARRY DOWNS & COMPANY, INC.
June 14, 1985 - September 8, 1987
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 10, 1976 - May 15, 1985
VIERLING, DEVANEY & MAGUIRE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
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