Isaac D. Jones

PINE VALLEY INVESTMENTS

Marlton, NJ 08053

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CRD#: 5012455

Professional summary

Isaac Douglas Jones, who also goes by Isaac D Jones, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey.

Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Isaac has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Isaac D Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jones Sports Training, NON-INVESTMENT RELATED, 205 Fairfield Drive Wallingford PA 19086, Athletic/Sports Training, 15 hours/month, 0 hours/month during trading hours 2.) Impact Services Corporation, 1952 E. ALLEGHENY AVENUE, PHILADELPHIA PA 19134, BOARD MEMBER, 1 hour/month, 0 hours/month during trading hours 3) Cardinal O'Hara High School, Not Investment Related, 1701 S Sproul Rd., Springfield, PA 19064, high school, facilities committee member, since 07/2021, less than 1 hour hours/month, 0 hours/month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Douglas Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2022 - Present

PINE VALLEY INVESTMENTS

Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053

RIA

CRD#: 173995

Marlton, NJ

Past

March 27, 2020 - October 21, 2022

ODYSSEY CAPITAL ADVISORS INC.

RIA

CRD#: 299034

BALA CYNWYD, PA

Past

June 1, 2018 - March 26, 2020

EQUITY SERVICES, INC.

RIA

CRD#: 265

PHILADELPHIA, PA

Past

June 1, 2018 - March 26, 2020

EQUITY SERVICES, INC.

CRD#: 265

PHILADELPHIA, PA

Past

May 4, 2016 - May 14, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WAYNE, PA

Past

April 25, 2016 - May 14, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WAYNE, PA

Past

December 12, 2014 - March 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

KING OF PRUSSIA, PA

Past

March 4, 2013 - November 17, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Past

June 6, 2007 - August 22, 2007

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PLAINSBORO, NJ

Past

June 2, 2006 - January 9, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WAYNE, PA

Past

December 19, 2005 - April 13, 2006

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

10 E. Stow Rd. Suite 200, Marlton, NJ 08053

Mailing Address

Phone number

(856) 334-8260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts	5,152
AUM (Assets Under Management)	$ 2,183,420,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Isaac D. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Douglas Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

ODYSSEY CAPITAL ADVISORS INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

BLACKROCK INVESTMENTS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

DIRECTED SERVICES LLC

Primary Firm SEC Registration

PINE VALLEY INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2016

Series 63

Date: 6/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2013

Series 6

Date: 12/16/2005

Current Firm

PINE VALLEY INVESTMENTS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINE VALLEY INVESTMENTS

TRUST BUT VERIFY

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