Tyler D. Wolfson

FIRST LIGHT RETIREMENT

DEL MAR, CA 92014

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CRD#: 5012340

Professional summary

Tyler Drake Wolfson, who also goes by Tyler D Wolfson, is a registered financial advisor currently at FIRST LIGHT RETIREMENT, LLC located in Del Mar, California.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Tyler has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler D Wolfson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) First Light Adventure Pty Ltd; Investment related: No; Locations: 49 garrick street coolangatta queensland 4225 Australia; Description: The business rents and imports land rover defenders. We don't anticipate having any revenue for 2-3 years but my ownership began 01/09/2023; Position Title: Director; Responsibilities Duties: assisting with strategic business decisions, and (primarily) funding the investment in vehicles. ; Start date: 2023-01-09; Hours per month during trading hours: 0; Hours per month outside trading hours: 2.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Drake Wolfson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2021 - Present

FIRST LIGHT RETIREMENT, LLC

Office #1: 1330 Camino Del Mar, Del Mar, CA 92014

RIA

CRD#: 314509

DEL MAR, CA

Past

May 21, 2015 - June 2, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RANCHO SANTA FE, CA

Past

January 31, 2013 - June 2, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RANCHO SANTA FE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST LIGHT RETIREMENT, LLC

CRD#: 314509 / SEC#: 801-121422

RIA

Registered Investment Advisory firm - (6/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2013

General Securities Representative Examination

Current Firm

FIRST LIGHT RETIREMENT, LLC

CRD#: 314509 / SEC#: 801-121422

RIA

Registered Investment Advisory firm - (6/8/2021 Approved)

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Contact information

Main Address

1330 Camino Del Mar, Del Mar, CA 92014

Mailing Address

Phone number

(858) 692-1283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FIRST LIGHT RETIREMENT, LLC (3/15/2025)

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 717,738,763

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler D. Wolfson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Drake Wolfson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FIRST LIGHT RETIREMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2015

Series 63

Date: 3/10/2015

Series 7TO

Date: 4/28/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2013

Current Firm

FIRST LIGHT RETIREMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST LIGHT RETIREMENT, LLC

TRUST BUT VERIFY

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