Jeffrey V. Peloso
Professional summary
Jeffrey Vincent Peloso, who also goes by Jeff VIncent Peloso, Jeff Peloso, is a registered financial professional currently at STONEX SECURITIES INC. located in Warren, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Vincent Peloso's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2022 - Present
STONEX SECURITIES INC.
Office #1: 30 Independence Blvd 3rd Floor, Warren, NJ 07059January 22, 2021 - April 5, 2022
STONEX FINANCIAL INC.
May 15, 2009 - August 11, 2020
GAIN SECURITIES
October 11, 2005 - January 29, 2009
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2022)
(4/11/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/1/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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