Brett I. Friedberg
Professional summary
Brett Ian Friedberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brett is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Brett had worked at 3 firms, which includes HFP CAPITAL MARKETS LLC, DAWSON JAMES SECURITIES INC., EASTBROOK CAPITAL GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2009 - October 18, 2013
HFP CAPITAL MARKETS LLC
May 7, 2008 - March 23, 2009
DAWSON JAMES SECURITIES, INC.
June 5, 2006 - February 15, 2008
EASTBROOK CAPITAL GROUP LLC
December 20, 2005 - February 13, 2006
EASTBROOK CAPITAL GROUP LLC
August 15, 2005 - August 26, 2005
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
HFP CAPITAL MARKETS LLC
CRD#: 44351 / SEC#: , 8-50652
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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