Sameer S. Joshi
Professional summary
Sameer S Joshi is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
Sameer is registered as a RR (Registered Representative) and started their career in finance in 2008. Sameer has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sameer S Joshi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2015 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022January 8, 2010 - August 10, 2015
ARDOUR CAPITAL INVESTMENTS, LLC
January 29, 2008 - May 14, 2008
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(1/6/2023)
(8/11/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
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