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BG

Brian K. Groover

VICTORY CAPITAL MANAGEMENT
San Antonio, TX 78256
Some features on this profile are disabled
CRD#: 5011238
BG

Professional summary

Brian Kenneth Groover is a registered financial advisor currently at VICTORY CAPITAL MANAGEMENT INC. located in San Antonio, Texas and VICTORY CAPITAL SERVICES, INC. located in San Antonio, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Groover Ventures LLC-minority owner and help with social media and miscellaneous tasks, Start date: 04/18/2022, Address: 18352 Shadow Canyon Dr Helotes, TX 78023, 20 total hours per month,\; 20 during securities trading hours, Not investment related, No annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Groover's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2023 - Present

VICTORY CAPITAL MANAGEMENT INC.

Office #1: 15935 La Cantera Pkwy, San Antonio, TX 78256
RIA
CRD#: 106189
San Antonio, TX
Current

December 20, 2023 - Present

VICTORY CAPITAL SERVICES, INC.

Office #1: 15935 La Cantera Parkway, San Antonio, TX 78256
BD
CRD#: 37059
San Antonio, TX
Past

November 28, 2022 - November 30, 2023

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
AUSTIN, TX
Past

November 28, 2022 - November 30, 2023

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
AUSTIN, TX
Past

November 2, 2021 - November 11, 2022

EQUITY SERVICES, INC.

RIA
CRD#: 265
HELOTES, TX
Past

November 2, 2021 - November 11, 2022

EQUITY SERVICES, INC.

BD
CRD#: 265
HELOTES, TX
Past

March 15, 2016 - October 21, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Lincoln, NE
Past

March 15, 2016 - October 21, 2021

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Lincoln, NE
Past

August 6, 2014 - February 17, 2016

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SAN ANTONIO, TX
Past

July 9, 2014 - February 17, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SAN ANTONIO, TX
Past

June 4, 2012 - July 9, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
SAN ANTONIO, TX
Past

March 28, 2012 - July 9, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
SAN ANTONIO, TX
Past

January 18, 2010 - March 28, 2012

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICTORY CAPITAL MANAGEMENT INC.
CEMP | VICTORY SBSF CAPITAL MANAGEMENT | VICTORY NEWBRIDGE CAPITAL MANAGEMENT | VICTORY INCOME INVESTORS | VICTORY GRADISION CAPITAL MANAGEMENT | VICTORY CAPITAL SOLUTIONS | VICTORY CAPITAL MANAGEMENT INC. | VICTORY CAPITAL | VICTORY ADVISORS INC | VICTORY | TRIVALENT INVESTMENTS | THB ASSET MANAGEMENT | SYCAMORE CAPITAL | SOPHUS CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | NEWBRIDGE ASSET MANAGEMENT | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | MUNDER CAPITAL | MUNDER | KEY ASSET MANAGEMENT INC | INTEGRITY ASSET MANAGEMENT | INTEGRITY | INCORE CAPITAL MANAGEMENT | EXPEDITION INVESTMENT PARTNERS | DIVERSIFIED EQUITY MANAGEMENT | COMPASS EMP | COMPASS EFFICIENT MODEL PORTFOLIOS

CRD#: 106189 / SEC#: 801-46878

RIA
Registered Investment Advisory firm - (5/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/20/2023)
IAR
Texas
(12/20/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/2/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/15/2010
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 9/6/2016
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/26/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VICTORY CAPITAL MANAGEMENT INC.
CEMP | VICTORY SBSF CAPITAL MANAGEMENT | VICTORY NEWBRIDGE CAPITAL MANAGEMENT | VICTORY INCOME INVESTORS | VICTORY GRADISION CAPITAL MANAGEMENT | VICTORY CAPITAL SOLUTIONS | VICTORY CAPITAL MANAGEMENT INC. | VICTORY CAPITAL | VICTORY ADVISORS INC | VICTORY | TRIVALENT INVESTMENTS | THB ASSET MANAGEMENT | SYCAMORE CAPITAL | SOPHUS CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | NEWBRIDGE ASSET MANAGEMENT | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | MUNDER CAPITAL | MUNDER | KEY ASSET MANAGEMENT INC | INTEGRITY ASSET MANAGEMENT | INTEGRITY | INCORE CAPITAL MANAGEMENT | EXPEDITION INVESTMENT PARTNERS | DIVERSIFIED EQUITY MANAGEMENT | COMPASS EMP | COMPASS EFFICIENT MODEL PORTFOLIOS

CRD#: 106189 / SEC#: 801-46878

RIA
Registered Investment Advisory firm - (5/10/1994 Approved)
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Contact information

Main Address
15935 La Cantera Pkwy, San Antonio, TX 78256
Mailing Address
Phone number
(877) 660-4400
Established
Firm type
Fiscal year end
# of Employees
460

SEC notice filing (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VICTORY CAPITAL MANAGEMENT ADV PART 2A - MARCH 2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts2,566
AUM (Assets Under Management)$ 152,291,202,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICTORY CAPITAL MANAGEMENT INC.

CRD#: 106189San Antonio, TX 78256

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