Michelle Vargas
Professional summary
Michelle Vargas, who also goes by Michelle Desantes, Michelle Gonzalez, Michelle Nieves, is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2018. Michelle has worked at 3 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Vargas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2020 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093September 11, 2018 - September 15, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 2018 - September 11, 2018
INVESTMENT PROFESSIONALS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 2/23/2018
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
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