AL
Adam B. Leggett
STATE FARM INVESTMENT MANAGEMENT
Plano, TX 75075
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CRD#: 5010785
AL
Professional summary
Adam Blake Leggett is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Plano, Texas and STATE FARM VP MANAGEMENT CORP. located in Wylie, Texas.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Adam Leggett's Insurance Agency; Investment-related; 600 E Brown St., Wylie, TX 75098 and 700 Alma Dr Ste 141 Plano, TX 75075-8807; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/01/2006; 80; 80; Service customers and supervise employees 2) Livin Larj, LLC; investment-related; 4360 CR 551 Farmersville TX 75442; other, RV Park; partner; partner; 12/01/2021; 4; 0; Lending/Borrowing Activities, Control of the checkbook, Review bank statements, pay bills/Co-Signor on checking account, Make deposits in the checking account. 3) Eldan Legacy, LLC; Investment-related; 707 CR 1572 Carthage TX 75633; Investment or Commerical Property; Partner; Owner; None; 04/01/2023; 5; 0; review bank statements, make deposits in the checking account, pay bills/Co-signor on checking account, property upkeep and repair, this is a family lake house. 4) Birmingham Trust Board Member; non-investment-related; 100 W Jefferson Wylie TX 75098; Association/Committee/Council; Board Member; None; 08/01/2023; 1; 0; The IRS requires the non-profit to meet once annually. I am told 4-6 meetings per year is more accurate, I have been asked to be a board member on the Birmingham Trust. There are 4 board members plus the sitting mayor of Wylie. The Birmingham Trust is a 501 C3 Organization that gives grants to Wylie ISD for Mechanical Trades and Domestic Economy education. The trust investments are determined by the Executive Director and a 3rd party investment firm that does not answer to the board. The board is charged with approving submitted grant applications from WISD that fall under Mechanical Trades or Domestic Economy.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Blake Leggett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 700 Alma Dr Suite 141, Plano, TX 75075Office #2: 600 E Brown St, Wylie, TX 75098RIA
CRD#: 3487
Plano, TX
Current
May 24, 2022 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 600 E Brown St, Wylie, TX 75098BD
CRD#: 43036
Wylie, TX
Past
September 21, 2005 - May 26, 2020
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
LONGVIEW, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(7/1/2025)
IAR
Oklahoma(7/1/2025)
RR
Texas(5/25/2022)
IAR
Texas(6/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Plano, TX 75075TRUST BUT VERIFY
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