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KH

Kenneth C. Henley

ICE BONDS SECURITIES
NEW YORK, NY 10105
CRD#: 5010575
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KH
Kenneth Charles HenleyICE BONDS SECURITIES

Professional summary


Kenneth Charles Henley, who also goes by Ken Henley, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ken Henley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kenneth Charles Henley's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2018 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105
BD
CRD#: 123635
NEW YORK, NY
Past

July 2, 2012 - January 4, 2018

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

January 3, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
GREENWICH, CT
Past

May 7, 2008 - January 3, 2011

KNIGHT LIBERTAS LLC

BD
CRD#: 124790
GREENWICH, CT
Past

September 6, 2006 - January 3, 2007

AGS SPECIALISTS LLC

BD
CRD#: 124520
NEW YORK, NY
Past

August 8, 2005 - August 29, 2006

AGS SPECIALISTS LLC

BD
CRD#: 124520
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/15/2022)
RR
Louisiana
(3/15/2022)
RR
New York
(1/2/2018)
RR
Ohio
(3/15/2022)
RR
Virginia
(3/15/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/24/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/28/2017
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IB
ICE BONDS SECURITIES CORPORATION
CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1345 Avenue Of The Americas 8th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 7th Floor, New York, NY 10105
Phone number
(646) 237-4328
Established
Delaware since 04/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
CREDITTRADE INC.SHAREHOLDER
BORSTELMANN, PETER LPRESIDENT/DIRECTOR4825965
EILEN, JEFFREY PHILIPCHIEF COMPLIANCE OFFICER6149705
FICARRA, THOMAS JOSEPHDIRECTOR5502295
LANSING, RYAN WILLIAMDIRECTOR5408916
MCKISSICK, JOHN JOSEPHPRINCIPAL OPERATIONS OFFICER4939416
THOMASSON, SEAN JOSEPHFINANCIAL PRINCIPAL5124423

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICE BONDS SECURITIES CORPORATION

CRD#: 123635New York, NY 10105

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