Nolan B. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nolan Blake Hughes was a registered financial professional .
Nolan is a previously registered financial professional and started their career in finance in 2006. Nolan had worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 9, Series 10, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2022 - April 30, 2024
EUDAIMONIA PARTNERS, LLC
February 15, 2019 - July 27, 2022
LPL FINANCIAL LLC
February 5, 2019 - July 15, 2022
NEWEDGE ADVISORS
August 19, 2015 - January 18, 2019
B. RILEY WEALTH MANAGEMENT
August 19, 2015 - January 18, 2019
B. RILEY WEALTH MANAGEMENT
July 20, 2015 - September 3, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 20, 2015 - September 3, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 9, 2011 - July 21, 2015
B. RILEY WEALTH MANAGEMENT
May 9, 2011 - July 21, 2015
B. RILEY WEALTH MANAGEMENT
November 14, 2008 - May 10, 2011
MORGAN KEEGAN & COMPANY, LLC
November 12, 2008 - May 10, 2011
MORGAN KEEGAN & COMPANY, LLC
March 30, 2007 - November 3, 2008
FIRST HORIZON ADVISORS, INC.
March 30, 2007 - November 3, 2008
FIRST HORIZON ADVISORS, INC.
April 10, 2006 - March 19, 2007
MORGAN STANLEY DW INC.
April 10, 2006 - March 19, 2007
MORGAN STANLEY DW INC.
February 16, 2006 - March 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2006 - March 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
EUDAIMONIA PARTNERS, LLC
CRD#: 283884 / SEC#: 801-107836
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 2,332 |
| AUM (Assets Under Management) | $ 703,543,778 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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