Richard L. Bierbaum
Professional summary
Richard Lewis Bierbaum, who also goes by Richard Lewis Bierbaum, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Lewis Bierbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022September 3, 2020 - June 13, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 9, 2016 - October 9, 2020
EDGEMONT CAPITAL PARTNERS, L.P.
April 17, 2007 - October 17, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
April 19, 2006 - November 29, 2006
BEAR STEARNS ASSET MANAGEMENT INC.
December 9, 2005 - November 29, 2006
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2023)
Exams
FINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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