George T. Egan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Thomas Egan was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1976. George had worked at 8 firms and has passed the SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2012 - April 3, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
October 16, 2007 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
June 17, 2002 - October 4, 2007
MUNICIPAL PARTNERS, LLC
December 1, 2000 - August 8, 2002
CANTOR FITZGERALD & CO.
July 24, 2000 - August 8, 2002
MINT BROKERS
March 15, 1993 - July 24, 2000
MUNICIPAL PARTNERS INC.
March 21, 1983 - February 26, 1993
EMR SECURITIES, INC.
April 21, 1976 - March 10, 1983
J.J. KENNY DRAKE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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