Charles W. Currie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Walter Currie, who also goes by Chuck Currie, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2014 - May 5, 2016
BROOKS, HOUGHTON SECURITIES, INC.
January 28, 2000 - February 5, 2003
ASSETMAN SECURITIES L.L.C.
March 19, 1998 - January 7, 2014
FIRST AMERICAN MUNICIPALS, INC.
November 11, 1997 - February 5, 1998
HUDSON KNIGHT SECURITIES, INC.
December 10, 1996 - July 7, 1997
HUDSON KNIGHT SECURITIES, INC.
July 27, 1993 - July 22, 1996
PRYOR, COUNTS & CO., INC.
August 30, 1990 - May 28, 1993
REINOSO & COMPANY, INCORPORATED
August 18, 1989 - February 27, 1990
TUCKER ANTHONY INCORPORATED
June 6, 1988 - July 18, 1989
THOMSON MCKINNON SECURITIES INC.
November 8, 1985 - May 4, 1988
MATTHEWS & WRIGHT CAPITAL, INC.
February 11, 1976 - May 2, 1988
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKS, HOUGHTON SECURITIES, INC.
CRD#: 27514 / SEC#: , 8-43850
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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