Melanie D. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melanie Denise Lane, who also goes by Melanie Denise Griffin, Melanie Griffin, was a registered financial professional .
Melanie is a previously registered financial professional and started their career in finance in 2005. Melanie had worked at 3 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2013 - August 21, 2013
SUSQUEHANNA INVESTMENT GROUP
December 12, 2012 - August 21, 2013
SUSQUEHANNA SECURITIES, LLC
June 27, 2008 - January 25, 2012
SUSQUEHANNA SECURITIES, LLC
February 25, 2008 - January 25, 2012
SUSQUEHANNA INVESTMENT GROUP
November 2, 2005 - February 25, 2008
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/8/2006
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA INVESTMENT GROUP
CRD#: 33875 / SEC#: , 8-37520
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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