Reid Thomas Peters
Professional Summary
Reid Thomas Peters is a registered financial advisor currently at BRINKER CAPITAL SECURITIES, LLC located in Omaha, Nebraska. Reid is registered as a RR (Registered Representative) and started their career in finance in 2005. Reid has worked at 2 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
BRINKER CAPITAL SECURITIES, INC. | BRINKER CAPITAL SECURITIES, LLC
Contact Information
Main Address
1000 Continental Drive Suite 500, King Of Prussia, PA 19406Mailing Address
1000 Continental Drive Suite 250, King Of Prussia, PA 19406Phone Number
(800) 333-4573Established
Delaware since 09/23/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2005About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Reid Thomas Peters's CRS (Customer Relationship Summary).
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