Clarence O. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Odell Fowler, who also goes by Clarence Dooley, Dooley Fowler, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1976. Clarence had worked at 15 firms and has passed the Series 63, SIE and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1999 - January 2, 2019
POLAR INVESTMENT COUNSEL, INC.
April 9, 1998 - September 1, 1999
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 9, 1994 - March 16, 1998
MASTERS FINANCIAL GROUP, INC.
January 1, 1991 - February 23, 1994
VINING-SPARKS IBG, LLC
July 7, 1989 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
December 8, 1988 - May 2, 1989
BRYAN, WORLEY & CO., INC.
February 8, 1988 - October 20, 1988
U.S. ASSOCIATES, INC.
July 27, 1987 - September 11, 1987
LANDMARK GOVERNMENT SECURITIES, INC.
May 9, 1985 - December 31, 1987
LANDMARK INVESTMENTS, INC.
September 25, 1984 - April 16, 1985
COLLINS SECURITIES CORPORATION
November 18, 1981 - August 1, 1984
UNITED CAPITAL CORPORATION
March 10, 1981 - October 22, 1981
T. J. RANEY & SONS, INC.
August 1, 1979 - October 29, 1981
PARHAM & COMPANY, INC.
January 9, 1979 - September 1, 1979
BRITTENUM & ASSOCIATES, INC.
July 31, 1978 - February 8, 1979
SOUTHLAND SECURITIES, INC.
February 28, 1976 - July 31, 1978
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/21/1977
Registered Principal ExaminationCurrent Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
