Nevin Kaul

KIRK CAPITAL ADVISORS LLC

Vienna, VA 22182

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CRD#: 5008408

Professional summary

Nevin Kaul is a registered financial advisor currently at KIRK CAPITAL ADVISORS LLC located in Vienna, Virginia.

Nevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nevin has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nevin Kaul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2024 - Present

KIRK CAPITAL ADVISORS LLC

Office #1: 8229 Boone Blvd Suite 300, Vienna, VA 22182

RIA

CRD#: 312401

Vienna, VA

Past

January 11, 2018 - April 2, 2024

ATEGRA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164245

VIENNA, VA

Past

August 25, 2015 - January 31, 2018

1ST PORTFOLIO WEALTH ADVISORS

RIA

CRD#: 269855

FAIRFAX, VA

Past

November 5, 2012 - August 25, 2015

1ST PORTFOLIO WEALTH ADVISORS

RIA

CRD#: 134901

FAIRFAX, VA

Past

January 2, 2012 - October 1, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

WASHINGTON, DC

Past

May 20, 2011 - October 1, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

WASHINGTON, DC

Past

June 1, 2009 - May 26, 2011

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 1, 2009 - May 26, 2011

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

October 25, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

September 16, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/8/2024)

IAR

Texas
(12/20/2024)

IAR

Virginia
(4/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/2005

General Securities Representative Examination

Current Firm

KIRK CAPITAL ADVISORS LLC

CRD#: 312401 / SEC#: 801-128175

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Maryland

Registered Investment Advisory firm - (6/28/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2023 Terminated)

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Contact information

Main Address

8229 Boone Blvd Suite 300, Vienna, VA 22182

Mailing Address

Phone number

(888) 340-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIRK CAPITAL ADVISORS LLC APPENDIX 1 (3/25/2025)

KIRK CAPITAL ADVISORS LLC ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	400
AUM (Assets Under Management)	$ 179,225,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nevin Kaul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nevin Kaul's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATEGRA CAPITAL MANAGEMENT, LLC

1ST PORTFOLIO WEALTH ADVISORS

1ST PORTFOLIO WEALTH ADVISORS

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

KIRK CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2005

Series 7

Date: 9/15/2005

Current Firm

KIRK CAPITAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIRK CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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