Kristin N. Hershey
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
York, PA 17402
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CRD#: 5008261
Professional summary
Kristin Nicole Hershey, CFP®, who also goes by Kristin Nicole Hershey Miss, Kristin Nicole Hershey Mrs., is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in York, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in York, Pennsylvania.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kristin has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristin Nicole Hershey Miss | Kristin Nicole Hershey Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 2243 S QUEEN ST YORK PA 17403, 07/2005, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO 2 HR/MO TRADING 2) LEADERSHIP YORK, 39 EAST KING ST YORK PA 17403, 05/2012, CLASS REPRESENTATIVE, LEADERSHIP YORK IS A NON-PROFIT WHO PROVIDES LEADERSHIP TRAINING PROGRAMS FOR BOTH YOUTH AND ADULTS. CLASS REPRESENTATIVE WHICH MEANS HELPING ORGANIZE AND EVENT EACH YEAR WITH CLASSMATES. NIR, 5 HRS/YR. NONE DURING TRADING. NON-PROFIT ORGANIZATION. 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, 08/2013 4) HERSHEY FINANCIAL GROUP INC, 2243 S QUEEN ST YORK PA 17402, 02/2015, OWNER, SECURITIES DBA, INV REL, 96 HR/MO 96 HR/MO TRADING 5) KRISTIN HERSHEY, PROPERTY OWNER, 2243 S QUEEN STREET YORK PA, 11/2019, NIR, 0 HR/MONTH 0 HR/MONTH TRADING, OWNS THE PROPERTY FROM WHICH THEIR BUSINESS LEASES 6) VOLLEYBALL COACH, 459A BUTTONWOOD LN YORK PA 17406, 10/2022, NIR, COACH, 12U, 16 HR/MO 0 HR/MO TRADING 7) DALLASTOWN AREA HIGH SCHOOL, 700 NEW SCHOOL LN DALLASTOWN PA 17356, 08/2023, COACH, HIGH SCHOOL SPORTS, NIR, 30 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Nicole Hershey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
August 1, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2243 S. Queen St., York, PA 17402RIA
CRD#: 134139
York, PA
Current
August 1, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2243 S. Queen St., York, PA 17402BD
CRD#: 39543
York, PA
Past
October 6, 2014 - December 19, 2017
STAGES PLANNING GROUP, LLC
RIA
CRD#: 172232
YORK, PA
Past
October 7, 2005 - August 8, 2013
OSAIC FA, INC.
RIA
CRD#: 3978
LUTHERVILLE, MD
Past
August 24, 2005 - April 20, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 24, 2005 - August 8, 2013
OSAIC FA, INC.
BD
CRD#: 3978
LUTHERVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/8/2017)
RR
Delaware(8/24/2021)
RR
Florida(8/2/2013)
RR
Maryland(8/5/2013)
RR
Pennsylvania(8/2/2013)
IAR
Pennsylvania(8/2/2013)
RR
South Carolina(1/4/2021)
RR
Virginia(8/9/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/22/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139York, PA 17402TRUST BUT VERIFY
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