Laura E. Hail
Professional summary
Laura Elizabeth Hail, CFP®, who also goes by Laura Elizabeth Hail Stutzke, Laura Elizabeth Hail-stutzke, Laura Elizabeth Stutzke, is a registered financial advisor currently at NORTHERN CAPITAL MANAGEMENT, INC. located in Spokane, Washington and NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Spokane, Washington.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Laura has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elizabeth Hail's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
November 5, 2011 - Present
NORTHERN CAPITAL MANAGEMENT, INC.
Office #1: 2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984April 15, 2013 - Present
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
Office #1: 2700 S Southeast Boulevard Suite 205, Spokane, WA 99223August 16, 2011 - February 8, 2016
NCM SECURITIES, INC.
Primary Firm SEC Registration
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/11/2014)
(11/5/2011)
Exams
Current Firm
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,819 |
| AUM (Assets Under Management) | $ 462,159,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
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