Walter C. Vester

HUYGENS CAPITAL LLC

New York, NY 10017

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CRD#: 5007801

Professional summary

Walter Charles Vester is a registered financial advisor currently at HUYGENS CAPITAL LLC located in New York, New York.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Walter has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boston Consulting Group; business is not investment related; Address: 200 Pier 4 Boulevard, Boston, MA, 02210; nature of business: management consulting; position and title: Director, Operations Services Excellence; started this full-time role May 1, 2018; devote approximately 150 hours per month, of which about five hours per day are during securities trading hours; Mr. Vester manages internal change programs to improve BCG's internal operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Charles Vester's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2021 - Present

HUYGENS CAPITAL LLC

Office #1: 125 Park Avenue, Suite 1700, New York, NY 10017

RIA

CRD#: 168438

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 12/20/2012

National Commodity Futures Examination

Current Firm

HUYGENS CAPITAL LLC

CRD#: 168438 / SEC#:

New York

Registered Investment Advisory firm - (6/22/2017 Approved)

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Contact information

Main Address

44 South Broadway Suite 100, White Plains, NY 10601

Mailing Address

Phone number

(347) 224-1303

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 1,156,184

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter C. Vester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Charles Vester's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUYGENS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2014

Series 3

Date: 12/20/2012

Current Firm

HUYGENS CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUYGENS CAPITAL LLC

TRUST BUT VERIFY

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