AP
Andrew J. Powers
POWERS INVESTMENT ADVISORY
Highland Hts., OH
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CRD#: 5007471
AP
Professional summary
Andrew J. Powers, CFP® is a registered financial advisor currently at POWERS INVESTMENT ADVISORY CORPORATION located in Highland Hts., Ohio and LPL FINANCIAL LLC located in Highland Heights, Ohio.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 07/2025 - Powers Investment Advisory Corporation - Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 05/05/2006 - 1 hour per month/ during trading 2- 07/2025 - Powers Investment Advisory Corporation - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/28/2007 - 175 hours per month/ 140 hours during trading - I provide investment advisory services through Powers Investment Advisory Corporation, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 07/2025 - Powers Investment Advisory Corporation - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/06/2005 - 4 hours per month/ during trading
CRS (Client Relationship Summary) - RIA
Click below to view Andrew J. Powers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
August 28, 2007 - Present
POWERS INVESTMENT ADVISORY CORPORATION
RIA
CRD#: 110401
Highland Hts., OH
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
HIGHLAND HEIGHTS, OH
Past
September 2, 2005 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
HIGHLAND HEIGHTS, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/10/2025)
RR
Colorado(7/10/2025)
RR
District of Columbia(7/10/2025)
RR
Florida(7/10/2025)
RR
Georgia(7/10/2025)
RR
Illinois(7/10/2025)
RR
Kentucky(7/10/2025)
RR
Maryland(7/10/2025)
RR
Massachusetts(7/10/2025)
RR
Michigan(7/10/2025)
RR
New Hampshire(7/10/2025)
RR
New York(7/10/2025)
IAR
Ohio(8/28/2007)
RR
Ohio(7/10/2025)
RR
Pennsylvania(7/10/2025)
RR
Rhode Island(7/10/2025)
RR
South Carolina(7/10/2025)
IAR
Texas(4/8/2009)
RR
Texas(7/10/2025)
RR
Virginia(7/10/2025)
RR
Washington(7/10/2025)
RR
West Virginia(7/10/2025)
RR
Wyoming(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
POWERS INVESTMENT ADVISORY CORPORATION
POWERS INVESTMENT ADVISORY CORP | POWERS INVESTMENT ADVISORY CORPORATION
CRD#: 110401 / SEC#: 801-134997
Ohio
Registered Investment Advisory firm - (1/6/2011 Approved)Texas
Registered Investment Advisory firm - (7/13/2011 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Highland Hts., OH
Mailing Address
Phone number
(440) 442-4483
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 111,579,096 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
