James B. Mcglynn
Professional summary
James Bernard Mcglynn, who also goes by James B Mcglynn, Jim Mcglynn, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Avon Lake, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. James has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Bernard Mcglynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
December 9, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917February 2, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210June 22, 2023 - April 26, 2024
ENVESTNET PMC
April 2, 2014 - June 15, 2023
ENVESTNET PMC
July 5, 2011 - February 17, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
March 7, 2011 - March 30, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2025)
(5/5/2025)
(6/17/2025)
(5/2/2025)
(5/2/2025)
(6/9/2025)
Exams
Series 7TO
Date: 12/9/2024
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 6,468,261,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
