Andrew M. Davis
STRATEGIC ADVISERS LLC | Planning Consultant
MIDDLETOWN, OH
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CRD#: 5007433
Professional summary
Andrew Martin Davis, who also goes by Andrew M Davis, Andrew Davis, Andy Davis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Middletown, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Beavercreek, Ohio.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I partner with financial consultants to help clients create financial plans. I'm passionate about helping clients work towards their individual goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew M Davis | Andrew Davis | Andy Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Martin Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
College of Mount Saint Joseph
Bachelor of Science (BS) - Marketing
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4389 Walnut St., Beavercreek, OH 45440Office #3: 70 Birch Alley Suite 240, Beavercreek, OH 45440RIA
CRD#: 104555
MIDDLETOWN, OH
Current
July 12, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4389 Walnut St., Beavercreek, OH 45440Office #2: 70 Birch Alley Suite 240, Beavercreek, OH 45440BD
CRD#: 7784
Beavercreek, OH
Past
August 23, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BEAVERCREEK, OH
Past
November 18, 2014 - July 3, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MASON, OH
Past
April 30, 2012 - September 16, 2014
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
DUBLIN, OH
Past
November 23, 2005 - November 16, 2010
PFS INVESTMENTS INC.
BD
CRD#: 10111
MASON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/12/2019)
RR
Arizona(7/12/2019)
RR
Arkansas(1/4/2025)
RR
California(7/12/2019)
RR
Colorado(1/4/2025)
RR
Florida(7/12/2019)
RR
Georgia(10/7/2019)
RR
Illinois(7/12/2019)
RR
Indiana(7/12/2019)
RR
Iowa(1/4/2025)
RR
Kansas(1/4/2025)
RR
Kentucky(7/12/2019)
RR
Louisiana(1/4/2025)
RR
Maryland(7/12/2019)
RR
Massachusetts(1/4/2025)
RR
Michigan(7/12/2019)
RR
Minnesota(1/4/2025)
RR
Missouri(7/12/2019)
RR
Montana(1/4/2025)
RR
Nevada(10/7/2019)
RR
New Jersey(10/7/2019)
RR
New Mexico(1/4/2025)
RR
New York(7/12/2019)
RR
North Carolina(7/12/2019)
RR
Ohio(7/12/2019)
IAR
Ohio(3/31/2025)
RR
Oregon(10/7/2019)
RR
Pennsylvania(7/12/2019)
RR
South Carolina(7/12/2019)
RR
Tennessee(7/12/2019)
RR
Texas(7/12/2019)
IAR
Texas(3/31/2025)
RR
Utah(10/7/2019)
RR
Vermont(7/12/2019)
RR
Virginia(7/12/2019)
RR
Washington(7/12/2019)
RR
West Virginia(7/12/2019)
RR
Wisconsin(1/4/2025)
RR
Wyoming(10/7/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
