JH
John D. Hale
WORTH ASSET MANAGEMENT
WAXAHACHIE, TX 75165
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CRD#: 5007306
JH
Professional summary
John David Hale is a registered financial advisor currently at WORTH ASSET MANAGEMENT located in Waxahachie, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HALE REAL ESTATE, LLC
NON-INVESTMENT RELATED
3511 WIMBLEDON WAY
MIDLOTHIAN TX 76065
COMMERCIAL REAL ESTATE - RENTALS
POSITION: MANAGER
START DATE: 01/06/2012
HOURS/MONTH: 10
DUTIES: RENT OFFICE BUILDINGS
THE HALE LAW FIRM, P.C.
NON-INVESTMENT RELATED
417 W. MAIN ST
WAXAHACHIE TX 75165
LAW PRACTICE
POSITION: OWNER / ATTORNEY
START DATE: 08/26/2006
HOURS/MONTH: 140
DUTIES: MANAGING LAW FIRM, PRACTICING ATTORNEY
LORD WEALTH ADVISORS, LP
NON-INVESTMENT RELATED
3511 WIMBLEDON WAY
MIDLOTHIAN TX 76065
INSURANCE AGENCY
POSITION: GENERAL PARTNER / AGENT
START DATE: 08/22/2012
HOURS/MONTH: 10
DUTIES: COMMISSION SALES OF TRADITIONAL INSURANCE AND FIXED ANNUITIES, GENERAL PARTNER
RRR PROPERTIES, LLC
NON-INVESTMENT RELATED
417 W. MAIN ST
WAXAHACHIE TX 75165
RESIDENTIAL RENTAL PROPERTIES
POSITION: VICE PRESIDENT, MEMBER MANAGER
START DATE: 10/16/2007
HOURS/MONTH: LESS THAN 10
DUTIES: OWNERSHIP INTEREST ONLY
HALE BROKERAGE, LLC
NON-INVESTMENT RELATED
417 W MAIN ST
WAXAHACHIE TX 75165
REAL ESTATE BROKERAGE
POSITION: ATTORNEY & PART TIME EMPLOYEE
START DATE: 02/11/2009
HOURS/MONTH: 10
DUTIES: PROVIDE LEAGL ADVICE
SAINT FRANCIS IRRIVOCABLE TRUST
NON-INVESTMENT RELATED
3511 WIMBLEDON WAY
MIDLOTHIAN TX 76065
POSITION: TRUSTEE / BENEFICIARY
START DATE: 01/05/2012
HOURS/MONTH: LESS THAN 10
DUTIES: PASSIVE INCOME FROM TRUST
CRS (Client Relationship Summary) - RIA
Click below to view John David Hale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
WORTH ASSET MANAGEMENT
Office #1: 417 W Main St, Waxahachie, TX 75165RIA
CRD#: 166970
WAXAHACHIE, TX
Past
October 16, 2012 - December 31, 2013
WORTH FINANCIAL GROUP INC.
RIA
CRD#: 13478
WAXAHACHIE, TX
Past
November 18, 2005 - January 18, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LUBBOCK, TX
Past
October 4, 2005 - January 18, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
LUBBOCK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WORTH ASSET MANAGEMENT
WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC
CRD#: 166970 / SEC#: 801-122206
RIA
Registered Investment Advisory firm - (7/1/2021 Approved)Texas
Registered Investment Advisory firm - (11/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WORTH ASSET MANAGEMENT
WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC
CRD#: 166970 / SEC#: 801-122206
RIA
Registered Investment Advisory firm - (7/1/2021 Approved)Texas
Registered Investment Advisory firm - (11/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16660 Dallas Parkway Suite 1000, Dallas, TX 75248-2612
Mailing Address
Phone number
(469) 257-5074
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 270,009,431 |
Red Flags
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