RW
Robert T. Wroblewski
CETERA INVESTMENT ADVISERS LLC
MIRAMAR, FL 33023
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CRD#: 5007264
RW
Professional summary
Robert T Wroblewski, AIF®, who also goes by Robert T Wroblewski Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Miramar, Florida and CETERA ADVISORS LLC located in Miramar, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert T Wroblewski Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: TREECE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: BUSINESS DEVELOPMENT MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENGAGEMENT IN ACTIVITY APPLICATION FOR ACCOUNTS AND EXECUTING SALES OBJECTIVES ; 2) NAME OF OTHER BUSINESS: NATIONS TRUST MORTGAGE ; INVESTMENT RELATED: NO ; ADDRESS: 20200 WEST DIXIE HIGHWAY 1104, AVENTURA FL 33180 ; NATURE OF BUSINESS: MORTGAGE SERVICES ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: PROCESSING VARIOUS TYPES OF MORTGAGE LOANS ; 3. N/A, NOT INVESTMENT RELATED, 3000 BISCAYNE BLVD, SUITE 210, MIAMI, FL, 33137, TAX PREP, STARTED 0/2014, POSITION/TITLE/RELATIONSHIP: VOLUNTEER, APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INTERVIEW TAXPAYERS AND PREPARE TAX FORMS 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2025; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: FAMILY HOME LOANS; INVESTMENT RELATED: NO; ADDRESS: 12223 SHERIDAN ST, COOPER CITY, FL 33026; NATURE OF BUSINESS: MORTGAGES; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OFFER HOME LOANS; 5. NAME OF OTHER BUSINESS: JSS CONSULTING SERVICES, INC; INVESTMENT RELATED: NO; ADDRESS: 80 S SHORE DRIVE, MIAMI BEACH, FL 33141; NATURE OF BUSINESS: BUSINESS DEVELOPMENT; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE ON BUSINESS SYSTEMS AND STRATEGY
CRS (Client Relationship Summary) - RIA
Click below to view Robert T Wroblewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 28, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7971 Riviera Blvd., Suite 331, Miramar, FL 33023Office #2: 10800 Biscayne Blvd, Ste 725, Miami, FL 33161RIA
CRD#: 105644
MIRAMAR, FL
Current
September 30, 2017 - Present
CETERA ADVISORS LLC
Office #1: 7971 Riviera Blvd., Suite 331, Miramar, FL 33023Office #2: 10800 Biscayne Blvd, Ste 725, Miami, FL 33161BD
CRD#: 10299
MIRAMAR, FL
Past
August 22, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
February 25, 2009 - April 6, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
PROVIDENCE, RI
Past
March 21, 2007 - January 3, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
PROVIDENCE, RI
Past
August 18, 2006 - January 30, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PROVIDENCE, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/11/2018)
IAR
Florida(2/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Miramar, FL 33023TRUST BUT VERIFY
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