Joshua V. Mesenburg

CETERA INVESTMENT ADVISERS LLC

SANDUSKY, OH 44870

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CRD#: 5006233

Professional summary

Joshua Von Mesenburg is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sandusky, Ohio and CETERA WEALTH SERVICES, LLC located in Sandusky, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joshua has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 160; 110; FIXED INSURANCE SALES PRODUCTS 2. NAME OF ENTITY: UIS INSURANCE & INVESTMENTS; Yes; 110 W PERKINS AVE; SANDUSKY; OH; 44870; FINANCIAL SERVICES/DBA; SENIOR ACCOUNT EXECUTIVE; 5/1/2012; 160; 110; INSURANCE & INVESTMENT SALES AND SERVICE 3. NAME OF ENTITY: Mesenburg Farms; No; 1107 Wyndham Ln.; Sandusky; OH; 44870; Grain Farm; Operator; 7/1/2019; 1; 0; Operation of small family grain farm. 4. NAME OF ENTITY: W.C. Felton Agency; No; 51 S. Washington St.; Tiffin; OH; 44883; Shareholder of W.C. Felton Agency DBA UIS Insurance & Investements; Shareholder; 2/14/2018; 160; 160; Shareholder and Independent Insurance Agent|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Von Mesenburg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 110 W Perkins Ave, Sandusky, OH 44870

RIA

CRD#: 105644

SANDUSKY, OH

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 110 W Perkins Ave, Sandusky, OH 44870

CRD#: 13572

Sandusky, OH

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

July 26, 2012 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SANDUSKY, OH

Past

July 2, 2012 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SANDUSKY, OH

Past

February 10, 2010 - May 10, 2012

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

NORTH OLMSTED, OH

Past

February 9, 2010 - May 10, 2012

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

NORTH OLMSTED, OH

Past

June 2, 2009 - January 7, 2010

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

SANDUSKY, OH

Past

June 1, 2009 - January 7, 2010

FIFTH THIRD SECURITIES, INC.

CRD#: 628

SANDUSKY, OH

Past

October 6, 2005 - December 22, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SANDUSKY, OH

Past

September 19, 2005 - December 22, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SANDUSKY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(6/9/2021)

IAR

Ohio
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/20/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/16/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua V. Mesenburg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Von Mesenburg's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2005

Series 63

Date: 9/23/2005

SIE

Date: 10/1/2018

Series 3

Date: 6/20/2007

Series 7

Date: 9/16/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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