Robert A. Blackwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Blackwood JR, who also goes by Robbie Allen Blackwood, Robby Blackwood Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 52, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2009 - October 19, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 4, 1999 - October 19, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 11, 1989 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
October 20, 1988 - April 17, 1989
ALLISON, ROSENBLUM & HANNAHS, INC.
January 4, 1988 - September 19, 1988
SWINK & COMPANY, INC.
January 25, 1982 - December 31, 1987
STEPHENS
November 23, 1976 - January 15, 1982
SWINK & COMPANY, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
