Roderick Hood
Professional summary
Roderick Hood is a registered financial professional currently at WILLIAM HOOD & COMPANY located in New York, New York.
Roderick is registered as a RR (Registered Representative) and started their career in finance in 2005. Roderick has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roderick Hood's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
WILLIAM HOOD & COMPANY
Office #1: 1330 Avenue Of The Americas 6th Floor, New York, NY 10019March 12, 2021 - April 25, 2024
RBC CAPITAL MARKETS, LLC
June 18, 2010 - January 25, 2021
CITIGROUP GLOBAL MARKETS INC.
October 1, 2008 - May 13, 2010
J.P. MORGAN SECURITIES LLC
September 5, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WILLIAM HOOD & COMPANY
CRD#: 293416 / SEC#: , 8-70124
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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