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Michael Warren Stringer

PJT PARTNERS LP
New York, NY
·CRD# 5005273·19 years registered

Professional Summary

Michael Warren Stringer, who also goes by Michael Stringer, is a registered financial advisor currently at PJT PARTNERS LP located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Stringer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years registered in the securities industry

Current & Past Employments

Current

PJT PARTNERS LPCurrent·CRD# 171058
BD
280 Park Avenue 15th Floor, New York, NY 10017
June 7, 2021 - Present

Past

PJT PARTNERS LPPast·CRD# 171058
BD
New York, NY
September 4, 2018 - June 26, 2019
NATWEST MARKETS SECURITIES INC.Past·CRD# 11707
BD
Stamford, CT
March 2, 2010 - October 4, 2016
ABN AMRO INCORPORATEDPast·CRD# 15776
BD
New York, NY
January 22, 2007 - December 8, 2009

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Current Firm

PP
PJT PARTNERS LP

PARK HILL | PJT PARTNERS LP | PJT PARTNERS LLC | PJT PARK HILL | PJT CAMBERVIEW | PARK HILL GROUP

CRD#: 171058 / SEC#: 8-69442
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

280 Park Avenue 15th Floor, New York, NY 10017

Mailing Address

280 Park Avenue 15th Floor, New York, NY 10017

Phone Number

(212) 364-7800

Established

Delaware since 01/15/2014

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PJT PARTNERS HOLDING LPLIMITED PARTNER—
FLANAGAN, TARA ELIZABETHCHIEF COMPLIANCE OFFICER2540823
KALRA, ARUN JAMESCHIEF FINANCIAL OFFICER / DIRECTOR / FINOP6570441
LEE, JIYEUNMANAGING PARTNER/DIRECTOR1859635
PJT MANAGEMENT LLCGENERAL PARTNER—
TAUBMAN, PAUL JEFFREYCEO/DIRECTOR1567776

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Warren Stringer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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