Jacob N. Carris
Professional summary
Jacob Neal Carris, CFP®, who also goes by Jacob N Carris, Jake Carris, is a registered financial advisor currently at JAKE CARRIS FINANCIAL PLANNING located in Orlando, Florida.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jacob has worked at 6 firms and has passed the Series 66, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Neal Carris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
November 9, 2017 - Present
JAKE CARRIS FINANCIAL PLANNING
Office #1: 5401 S. Kirkman Rd Ste. 215, Orlando, FL 32819April 29, 2013 - October 17, 2017
TIM LOONEY INVESTMENTS, LLC
February 9, 2012 - April 18, 2013
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 26, 2012
CHARLES SCHWAB & CO., INC.
October 17, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
October 16, 2007 - April 17, 2013
CHARLES SCHWAB & CO., INC.
February 5, 2007 - September 27, 2007
COMMONWEALTH FINANCIAL NETWORK
September 20, 2005 - March 13, 2006
MORGAN STANLEY DW INC.
August 26, 2005 - March 13, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/9/2017)
(1/2/2018)
(1/31/2018)
Exams
Current Firm
JAKE CARRIS FINANCIAL PLANNING
CRD#: 290061 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 95,236,103 |
Red Flags
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