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EC

Edward Cason Callaway

PINE DISTRIBUTORS
DURHAM, ME
·CRD# 5004666·19 years registered

Professional Summary

Edward Cason Callaway, who also goes by Edward Cason Callaway Jr., Edward Callaway, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Durham, Maine. Edward is registered as a RR (Registered Representative) and started their career in finance in 2005. Edward has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward Cason Callaway Jr., Edward Callaway

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years registered in the securities industry

Current & Past Employments

Current

PINE DISTRIBUTORS LLCCurrent·CRD# 323408
BD
Durham, ME
March 3, 2026 - Present

Past

GARRISON SECURITIES LLCPast·CRD# 159427
BD
New York, NY
August 23, 2012 - September 16, 2015
OMNICAP, LLCPast·CRD# 137353
BD
New York, NY
December 20, 2011 - November 7, 2012
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
September 5, 2005 - August 25, 2009

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYN STEVECOO/PFO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/3/2026)
RR
Colorado
(6/23/2026)
RR
Connecticut
(6/9/2026)
RR
Florida
(5/20/2026)
RR
Illinois
(5/20/2026)
RR
Massachusetts
(3/4/2026)
RR
Michigan
(5/22/2026)
RR
Minnesota
(5/20/2026)
RR
New York
(10/9/2026)
RR
Ohio
(3/17/2026)
RR
Pennsylvania
(3/18/2026)
RR
Texas
(3/18/2026)
RR
Virginia
(6/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward Cason Callaway's CRS (Customer Relationship Summary).

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