Stephen Hardin
Professional summary
Stephen Hardin, CFA, who also goes by Stephen Paul Hardin, is a registered financial professional currently at HAMPTONROCK PARTNERS located in Dallas, Texas.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Hardin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2022 - Present
HAMPTONROCK PARTNERS
Office #1: 100 Crescent Ct Ste 525, Dallas, TX 75201Office #2: 100 Crescent Ct Ste 525, Dallas, TX 75201February 10, 2021 - May 2, 2022
KAL CAPITAL MARKETS LLC
June 16, 2008 - January 29, 2021
HOULIHAN LOKEY CAPITAL, INC.
September 18, 2006 - February 14, 2008
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2022)
(5/24/2022)
(6/16/2025)
(5/10/2022)
(5/11/2022)
(7/14/2023)
(5/6/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HAMPTONROCK PARTNERS
CRD#: 306647 / SEC#: , 8-70461
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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Company Information
HAMPTONROCK PARTNERS
CRD#: 306647Dallas, TX 75201TRUST BUT VERIFY
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