EO
Erik S. Olson
AQR INVESTMENTS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 5004300
EO
Professional summary
Erik Steven Olson, who also goes by Erik Olson, is a registered financial professional currently at AQR INVESTMENTS, LLC located in Greenwich, Connecticut.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2005. Erik has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erik Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erik Steven Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
AQR INVESTMENTS, LLC
Office #1: One Greenwich Plaza Suite 130, Greenwich, CT 06830BD
CRD#: 289244
Greenwich, CT
Past
March 3, 2014 - March 20, 2024
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
CHICAGO, IL
Past
February 25, 2014 - March 20, 2024
GUGGENHEIM INVESTMENTS
RIA
CRD#: 105477
FRISCO, TX
Past
September 5, 2013 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Past
June 20, 2012 - August 21, 2013
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
SUGAR LAND, TX
Past
May 21, 2009 - May 29, 2012
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
OKLAHOMA CITY, OK
Past
May 13, 2009 - May 29, 2012
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
OKLAHOMA CITY, OK
Past
October 31, 2005 - May 6, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PLANO, TX
Past
October 25, 2005 - May 6, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
PLANO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2024)
RR
Alaska(4/3/2024)
RR
Arizona(4/3/2024)
RR
Arkansas(4/3/2024)
RR
California(4/3/2024)
RR
Colorado(4/3/2024)
RR
Connecticut(4/3/2024)
RR
Delaware(4/3/2024)
RR
District of Columbia(4/3/2024)
RR
Florida(4/3/2024)
RR
Georgia(4/3/2024)
RR
Hawaii(4/3/2024)
RR
Idaho(4/3/2024)
RR
Illinois(4/3/2024)
RR
Indiana(4/3/2024)
RR
Iowa(4/3/2024)
RR
Kansas(4/3/2024)
RR
Kentucky(4/3/2024)
RR
Louisiana(4/3/2024)
RR
Maine(4/3/2024)
RR
Maryland(4/3/2024)
RR
Massachusetts(4/3/2024)
RR
Michigan(4/3/2024)
RR
Minnesota(4/3/2024)
RR
Mississippi(4/3/2024)
RR
Missouri(4/3/2024)
RR
Montana(4/3/2024)
RR
Nebraska(4/3/2024)
RR
Nevada(4/3/2024)
RR
New Hampshire(4/3/2024)
RR
New Jersey(4/3/2024)
RR
New Mexico(4/3/2024)
RR
New York(4/3/2024)
RR
North Carolina(4/3/2024)
RR
North Dakota(4/3/2024)
RR
Ohio(4/5/2024)
RR
Oklahoma(4/3/2024)
RR
Oregon(4/3/2024)
RR
Pennsylvania(4/3/2024)
RR
Rhode Island(4/3/2024)
RR
South Carolina(4/3/2024)
RR
South Dakota(4/3/2024)
RR
Tennessee(4/3/2024)
RR
Texas(4/3/2024)
RR
Utah(4/3/2024)
RR
Vermont(4/3/2024)
RR
Virginia(4/3/2024)
RR
Washington(4/3/2024)
RR
West Virginia(4/3/2024)
RR
Wisconsin(4/3/2024)
RR
Wyoming(4/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AQR INVESTMENTS, LLC
AQR INVESTMENTS, LLC
CRD#: 289244 / SEC#: , 8-69990
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Mailing Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Phone number
(203) 742-3600
Established
Delaware since 03/15/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLC | PARENT COMPANY | |
| ANDRADE, GREGOR MASINI | CHIEF EXECUTIVE OFFICER | 2265718 |
| HOWARD, JOHN BRADLEY | BOARD OF MANAGERS | 3132622 |
| KABILLER, DAVID GARY | BOARD OF MANAGERS | 1736385 |
| MELLAS, STEPHEN JOSEPH | BOARD OF MANAGERS | 1505043 |
| PRINCE, STEPHANIE NICOLE | CHIEF COMPLIANCE OFFICER | 2618015 |
| RYAN, PATRICK EDMUND | CHIEF FINANCIAL OFFICER | 2822527 |
| WILLCOX, HERBERT JAMES | BOARD OF MANAGERS & CHIEF LEGAL OFFICER | 1868426 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
