Sandeep Shrivastava
Professional summary
Sandeep Shrivastava is a registered financial professional currently at TPEG SECURITIES, LLC located in Southlake, Texas.
Sandeep is registered as a RR (Registered Representative) and started their career in finance in 2005. Sandeep has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandeep Shrivastava's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2015 - Present
TPEG SECURITIES, LLC
Office #1: 2102 E State Hwy 114 Suite 300, Southlake, TX 76092September 13, 2005 - October 18, 2010
TENEX CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2022)
(2/6/2015)
(1/20/2022)
(9/3/2020)
(1/20/2022)
(9/12/2018)
(2/5/2015)
(9/3/2020)
(1/20/2022)
(2/5/2016)
(2/5/2015)
(9/3/2020)
(2/21/2019)
(9/3/2020)
(1/12/2015)
(2/5/2015)
(1/20/2022)
(7/26/2023)
(2/12/2018)
(9/3/2020)
(8/23/2019)
(9/12/2018)
(9/3/2020)
(9/12/2018)
(1/20/2022)
Exams
FINRA
Current Firm
TPEG SECURITIES, LLC
CRD#: 146726 / SEC#: , 8-67843
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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