Jonathan J. Fields
Professional summary
Jonathan James Fields, who also goes by Jonathan James Fields, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York and R.J. O'BRIEN SECURITIES, LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 3 firms and has passed the Series 63, Series 16, Series 99TO, Series 52TO, Series 3, SIE, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan James Fields's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2019 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169September 30, 2025 - Present
R.J. O'BRIEN SECURITIES, LLC
Office #1: 230 Park Avenue 10th Floor, New York, NY 10169August 6, 2007 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
R.J. O'BRIEN SECURITIES, LLC
CRD#: 143624 / SEC#: , 8-67587
Contact information
FINRA licenses (30 States and Territories)
Red Flags
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