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FIRM PROFILE
Overview
R.J. O'BRIEN SECURITIES, LLC is located at 222 South Riverside Plaza, Suite 1200, Chicago, IL 60606 and was first established at Chicago, Delaware in 06/28/2007. After operating for 18 years, R.J. O'BRIEN SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of R.J. O'BRIEN SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. R.J. O'BRIEN SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at R.J. O'BRIEN SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access R.J. O'BRIEN SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at R.J. O'BRIEN SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for R.J. O'BRIEN SECURITIES, LLC Comes From
Understanding the Statistics for R.J. O'BRIEN SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
222 South Riverside Plaza, Suite 1200, Chicago, IL 60606
222 South Riverside Plaza Suite 1200, Chicago, IL 60606
Small
(312) 373-5000
Delaware since 06/28/2007
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at R.J. O'BRIEN SECURITIES, LLC
Mark Eric Hugo
Jorge Luis Villacorta
Mark Francis Grilli
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