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Frank A. Cupido

TREE LINE CAPITAL MARKETS
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 5003138
FC

Professional summary

Frank Arthur Cupido is a registered financial professional currently at TREE LINE CAPITAL MARKETS, LLC located in San Francisco, California.

Frank is registered as a RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 79TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Arthur Cupido's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2022 - Present

TREE LINE CAPITAL MARKETS, LLC

Office #1: Three Embarcadero Center Suite 2320, San Francisco, CA 94111Office #2: Three Embarcadero Center Suite 2320, San Francisco, CA 94111
BD
CRD#: 317434
San Francisco, CA
Past

August 19, 2005 - April 12, 2007

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/30/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/3/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/3/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/22/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TL
TREE LINE CAPITAL MARKETS, LLC
TREE LINE CAPITAL MARKETS, LLC

CRD#: 317434 / SEC#: , 8-70838

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
Three Embarcadero Center Suite 2320, San Francisco, CA 94111
Mailing Address
Three Embarcadero Center Suite 2320, San Francisco, CA 94111
Phone number
(415) 795-7578
Established
Delaware since 10/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TREE LINE CAPITAL PARTNERS, LLCSOLE MEMBER173784
CUPIDO, FRANK ARTHURCHIEF EXECUTIVE OFFICER5003138
HALASY, HALECHIEF COMPLIANCE OFFICER1837514
PORTNOFF, DAVID ROSSFINOP,PFO,POO2977967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TREE LINE CAPITAL MARKETS, LLC

CRD#: 317434San Francisco, CA 94111

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