Caspar Alexander Ooms
Professional Summary
Caspar Alexander Ooms, who also goes by Alex Ooms, Caspar Alexander Ooms Mr., is a registered financial advisor currently at CLEARCREEK SECURITIES, LLC located in Denver, Colorado. Caspar is registered as a RR (Registered Representative) and started their career in finance in 2006. Caspar has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Ooms, Caspar Alexander Ooms Mr.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC
Contact Information
Main Address
1165 Delaware Street, Suite 130, Denver, CO 80204Mailing Address
1165 Delaware Street, Suite 130, Denver, CO 80204Phone Number
(303) 383-1100Established
Colorado since 09/11/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/10/2020)
(10/17/2014)
(10/21/2020)
(1/21/2021)
(9/7/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Caspar Alexander Ooms's CRS (Customer Relationship Summary).
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