TR
Tassos D. Recachinas
SOPHIS INVESTMENTS LLC
GREENWICH, CT
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CRD#: 5002813
TR
Professional summary
Tassos Demetrios Recachinas is a registered financial advisor currently at SOPHIS INVESTMENTS LLC located in Greenwich, Connecticut.
Tassos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tassos has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. RECACHINAS IS INVOLVED WITH A NUMBER OF NON-AFFILIATED, NON-INVESTMENT RELATED INTERESTS, INCLUDING AS MANAGING MEMBER OF SOPHIS GP LLC, A STRATEGIC ADVISORY & CONSULTING FIRM IN NEW YORK, NY SINCE APRIL 2008; LICENSED REAL ESTATE SALESPERSON IN CONNECTICUT SINCE JUNE 2016, WITH EREALTY ADVISORS, INC.; AND AS OFFICER OF A NUMBER OF EARLY STAGE PRIVATELY HELD COMPANIES, AND MAY DEVOTE A VARYING AMOUNT OF TIME EACH WEEK DURING TRADING HOURS TO THESE AND OTHER INTERESTS.
CRS (Client Relationship Summary) - RIA
Click below to view Tassos Demetrios Recachinas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2014 - Present
SOPHIS INVESTMENTS LLC
RIA
CRD#: 170391
GREENWICH, CT
Past
October 14, 2005 - December 31, 2006
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOPHIS INVESTMENTS LLC
RATIONAL INVESTORS | SOPHIS INVESTMENTS LLC | SOPHIS INVESTMENTS
CRD#: 170391 / SEC#: 801-114611
RIA
Registered Investment Advisory firm - (2/19/2019 Approved)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/12/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/19/2021)
IAR
Connecticut(10/16/2014)
IAR
New Jersey(6/15/2021)
IAR
New York(4/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SOPHIS INVESTMENTS LLC
RATIONAL INVESTORS | SOPHIS INVESTMENTS LLC | SOPHIS INVESTMENTS
CRD#: 170391 / SEC#: 801-114611
RIA
Registered Investment Advisory firm - (2/19/2019 Approved)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/12/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
250 Park Avenue 7th Floor, New York, NY 10177-0799
Mailing Address
Phone number
(212) 572-6360
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 128,501,295 |
Red Flags
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