JC
Jaron M. Carter
FIDELITY DISTRIBUTORS COMPANY
JERSEY CITY, NJ 07310
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CRD#: 5002018
JC
Jaron Michael CarterFIDELITY DISTRIBUTORS COMPANY
Professional summary
Jaron Michael Carter, who also goes by Jaron Carter, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Jersey City, New Jersey.
Jaron is registered as a RR (Registered Representative) and started their career in finance in 2005. Jaron has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Jaron Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Volunteer Referral Center; Board Member; Non-investment position; VRC connects volunteers with the agencies that need them; Role: Organizing events, advocacy, fundraising; Start date: 5/23/2019; 5 hours/month devoted to activity.
CRS (Client Relationship Summary) - BD
Click below to view Jaron Michael Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2026 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310BD
CRD#: 17507
JERSEY CITY, NJ
Past
August 18, 2025 - March 6, 2026
PARALEL DISTRIBUTORS
BD
CRD#: 316115
DENVER, CO
Past
March 27, 2017 - January 16, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
March 21, 2017 - January 16, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
September 30, 2005 - October 3, 2016
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
August 29, 2005 - October 3, 2016
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/6/2026)
RR
Alaska(8/6/2026)
RR
Arizona(8/6/2026)
RR
Arkansas(8/6/2026)
RR
California(8/6/2026)
RR
Colorado(8/6/2026)
RR
Connecticut(8/6/2026)
RR
Delaware(8/6/2026)
RR
District of Columbia(8/6/2026)
RR
Florida(8/6/2026)
RR
Georgia(8/6/2026)
RR
Hawaii(8/6/2026)
RR
Idaho(8/6/2026)
RR
Illinois(8/6/2026)
RR
Indiana(8/6/2026)
RR
Iowa(8/6/2026)
RR
Kansas(8/6/2026)
RR
Kentucky(8/6/2026)
RR
Louisiana(8/6/2026)
RR
Maine(8/6/2026)
RR
Maryland(8/6/2026)
RR
Massachusetts(8/6/2026)
RR
Michigan(8/6/2026)
RR
Minnesota(8/6/2026)
RR
Mississippi(8/6/2026)
RR
Missouri(8/6/2026)
RR
Montana(8/6/2026)
RR
Nebraska(8/6/2026)
RR
Nevada(8/6/2026)
RR
New Hampshire(8/6/2026)
RR
New Jersey(8/6/2026)
RR
New Mexico(8/6/2026)
RR
New York(8/6/2026)
RR
North Carolina(8/6/2026)
RR
North Dakota(8/6/2026)
RR
Ohio(8/6/2026)
RR
Oklahoma(8/6/2026)
RR
Oregon(8/6/2026)
RR
Pennsylvania(8/6/2026)
RR
Puerto Rico(8/6/2026)
RR
Rhode Island(8/6/2026)
RR
South Carolina(8/6/2026)
RR
South Dakota(8/6/2026)
RR
Tennessee(8/6/2026)
RR
Texas(8/6/2026)
RR
Utah(8/6/2026)
RR
Vermont(8/6/2026)
RR
Virginia(8/6/2026)
RR
Washington(8/6/2026)
RR
West Virginia(8/6/2026)
RR
Wisconsin(8/6/2026)
RR
Wyoming(8/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FIDELITY DISTRIBUTORS COMPANY LLC
FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY
CRD#: 17507 / SEC#: , 8-35097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(800) 237-8132
Established
Delaware since 01/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
