Ryan M. Newman
Professional summary
Ryan Michael Newman, who also goes by Ryan M Newman, Ryan Michael Newman, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2024 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 500 Salem Street, Smithfield, RI 02917August 17, 2021 - December 9, 2022
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 15, 2017 - December 9, 2022
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
November 13, 2017 - December 9, 2022
FEDERATED SECURITIES CORP.
November 13, 2017 - December 9, 2022
FEDERATED INVESTMENT COUNSELING
November 9, 2017 - December 9, 2022
FEDERATED SECURITIES CORP.
September 27, 2017 - October 17, 2017
SOFI WEALTH LLC
February 24, 2016 - October 17, 2017
SOFI SECURITIES LLC
September 11, 2007 - May 23, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2024)
(7/12/2024)
Exams
FINRA
Current Firm
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507 / SEC#: , 8-35097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
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Company Information
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507Smithfield, RI 02917TRUST BUT VERIFY
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