Todd A. Roselle

BLUE ROCK FINANCIAL GROUP

REHOBOTH BEACH, DE 19971

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CRD#: 5001611

Professional summary

Todd Ashley Roselle, CFP®, ChFC® is a registered financial advisor currently at BLUE ROCK FINANCIAL GROUP located in Rehoboth Beach, Delaware.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Todd has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Ashley Roselle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

Experience

Current

September 26, 2018 - Present

BLUE ROCK FINANCIAL GROUP

Office #1: 37458 Oyster House Road, Rehoboth Beach, DE 19971

RIA

CRD#: 298558

REHOBOTH BEACH, DE

Past

October 2, 2018 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Wilmington, DE

Past

December 3, 2012 - October 15, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WILMINGTON, DE

Past

December 3, 2012 - October 15, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WILMINGTON, DE

Past

June 12, 2006 - December 4, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWARK, DE

Past

September 20, 2005 - December 4, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE ROCK FINANCIAL GROUP

BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY

CRD#: 298558 / SEC#: 801-117998

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

Delaware

Registered Investment Advisory firm - (3/2/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(9/26/2018)

IAR

Pennsylvania
(10/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE ROCK FINANCIAL GROUP

BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY

CRD#: 298558 / SEC#: 801-117998

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

Delaware

Registered Investment Advisory firm - (3/2/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2020 Terminated)

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Contact information

Main Address

37458 Oyster House Road, Rehoboth Beach, DE 19971

Mailing Address

Po Box 1601, Hockessin, DE 19707

Phone number

(302) 752-6637

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DRAVO BAY DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/25/2025)

Regulatory assets under management

Total Number of Accounts	838
AUM (Assets Under Management)	$ 335,047,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Roselle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Ashley Roselle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BLUE ROCK FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2006

Series 63

Date: 11/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2007

Series 6

Date: 9/19/2005

Current Firm

BLUE ROCK FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE ROCK FINANCIAL GROUP

TRUST BUT VERIFY

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