William M. Hunnicutt
Professional summary
William Mcalister Hunnicutt is a registered financial professional currently at HUNNICUTT & CO. LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 5, Series 7, Series 14, Series 4, Series 27, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Mcalister Hunnicutt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2013 - Present
HUNNICUTT & CO. LLC
Office #1: 110 E.59th Street 32 Floor, New York, NY 10022Office #2: 110 E. 59th Street 22nd Floor, New York, NY 10022May 18, 1990 - December 18, 1990
DIRECT BROKERAGE, INC.
March 17, 1988 - August 7, 2012
HUNNICUTT & CO. LLC
April 1, 1981 - August 4, 1987
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 11/19/1981
Interest Rate Options ExaminationSeries 40
Date: 2/10/1977
Registered Principal ExaminationFINRA
Current Firm
HUNNICUTT & CO. LLC
CRD#: 20576 / SEC#: , 8-38327
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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