AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WH

William M. Hunnicutt

HUNNICUTT & CO. LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 500100
WH

Professional summary

William Mcalister Hunnicutt is a registered financial professional currently at HUNNICUTT & CO. LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 5, Series 7, Series 14, Series 4, Series 27, Series 24 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Mcalister Hunnicutt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2013 - Present

HUNNICUTT & CO. LLC

Office #1: 110 E.59th Street 32 Floor, New York, NY 10022Office #2: 110 E. 59th Street 22nd Floor, New York, NY 10022
BD
CRD#: 20576
New York, NY
Past

May 18, 1990 - December 18, 1990

DIRECT BROKERAGE, INC.

BD
CRD#: 24907
NEW YORK, NY
Past

March 17, 1988 - August 7, 2012

HUNNICUTT & CO. LLC

BD
CRD#: 20576
NEW YORK, NY
Past

April 1, 1981 - August 4, 1987

CIBC WORLD MARKETS CORP.

BD
CRD#: 630

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/29/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/30/1993
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 11/19/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/13/1989
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/8/1988
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/30/1987
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 2/10/1977
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm

H&
HUNNICUTT & CO. LLC
HUNNICUTT & CO. LLC | WILLIAM M. HUNNICUTT BROKER/DEALER | HUNNICUTT & CO., INC.

CRD#: 20576 / SEC#: , 8-38327

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
110 E. 59th Street 22nd Floor, New York, NY 10022
Mailing Address
110 E. 59th Street 22nd Floor, New York, NY 10022
Phone number
(212) 752-0200
Established
New York since 10/22/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUNNICUTT, WILLIAM MCALISTERPRESIDENT & CCO

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNNICUTT & CO. LLC

CRD#: 20576New York, NY 10022

TRUST BUT VERIFY

Monitor William Hunnicutt

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.