Kristin B. Mauger
Professional summary
Kristin Beth Mauger, who also goes by Kristin Beth Mauger, is a registered financial advisor currently at GIEN CAPITAL MANAGEMENT LLC located in Alpharetta, Georgia.
Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kristin has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Beth Mauger's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2025 - Present
GIEN CAPITAL MANAGEMENT LLC
January 11, 2024 - December 17, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 21, 2023 - December 17, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 19, 2014 - July 26, 2016
J.W. COLE FINANCIAL, INC.
May 19, 2011 - May 4, 2012
INVEST FINANCIAL CORPORATION
January 22, 2009 - August 16, 2010
WESTPARK CAPITAL, INC.
September 5, 2005 - August 26, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2025)
Exams
Series 7TO
Date: 8/21/2023
General Securities Representative ExaminationCurrent Firm
GIEN CAPITAL MANAGEMENT LLC
CRD#: 334607 / SEC#:
Contact information
Red Flags
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