SB
Scott M. Boyd
VALIC FINANCIAL ADVISORS
Mount Laurel, NJ 08054
Some features on this profile are disabled
CRD#: 5000810
SB
Professional summary
Scott Mitchell Boyd, who also goes by Scott M Boyd, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Mount Laurel, New Jersey.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott M Boyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products SOMEHOW I MANAGE, LLC POSITION: Sole Member NATURE: The business sells one self-published book on Amazon.com website and www.somehowimanagebook.com INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 207 E Linden Ave, Haddon Twp NJ 08108, United States DESCRIPTION: No duties
CRS (Client Relationship Summary) - RIA
Click below to view Scott Mitchell Boyd's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Mitchell Boyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054RIA
BD
CRD#: 42803
Mount Laurel, NJ
Current
October 28, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054RIA
BD
CRD#: 42803
Mount Laurel, NJ
Past
August 19, 2013 - August 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MARLTON, NJ
Past
August 19, 2013 - August 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MARLTON, NJ
Past
January 31, 2013 - April 22, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
VOORHEES, NJ
Past
January 31, 2013 - April 22, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
VOORHEES, NJ
Past
November 13, 2009 - September 5, 2012
HARRISDIRECT LLC
RIA
CRD#: 42159
ARLINGTON, VA
Past
March 4, 2008 - September 5, 2012
E*TRADE SECURITIES LLC
BD
CRD#: 29106
KING OF PRUSSIA, PA
Past
August 16, 2005 - October 25, 2006
HENNION & WALSH, INC.
BD
CRD#: 25766
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2023)
IAR
California(1/6/2023)
RR
Delaware(10/30/2020)
IAR
Delaware(11/2/2020)
RR
Florida(1/5/2024)
IAR
Florida(1/8/2024)
RR
Maine(8/23/2023)
IAR
Maine(8/24/2023)
RR
Maryland(2/12/2025)
IAR
Maryland(2/12/2025)
RR
New Hampshire(6/23/2016)
IAR
New Hampshire(6/24/2016)
RR
New Jersey(10/28/2014)
IAR
New Jersey(10/29/2014)
RR
New York(12/1/2022)
IAR
New York(12/2/2022)
RR
Pennsylvania(10/28/2014)
IAR
Pennsylvania(11/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
