James D. Casey
Professional summary
James Douglas Casey III, who also goes by James Douglas Casey, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1976. James has worked at 6 firms and has passed the SIE and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Douglas Casey III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017August 10, 2021 - August 16, 2024
AMERICAN VETERANS GROUP, PBC
March 26, 1992 - April 16, 2019
GATES CAPITAL CORPORATION
January 13, 1992 - May 4, 1992
LANGDON P COOK & CO. INCORPORATED
August 31, 1990 - January 16, 1992
WELLS FARGO CLEARING SERVICES, LLC
August 29, 1984 - October 24, 1988
KIDDER, PEABODY & CO. INCORPORATED
April 21, 1976 - September 4, 1990
LANGDON P COOK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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