William B. Horne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Blake Horne MR., who also goes by William Blake Horne, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2005. William had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2005 - November 6, 2007
ZEALOUS CAPITAL MARKETS, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/17/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ZEALOUS CAPITAL MARKETS, LLC.
CRD#: 136412 / SEC#: , 8-67012
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
