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JV

Justin L. Ventura

Some features on this profile are disabled
CRD#: 5000352
JV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Louis Ventura was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2010. Justin had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 2020 - November 16, 2020

FIRVA CAPITAL MANAGEMENT LLC

RIA
CRD#: 147143
TAMPA, FL
Past

July 5, 2017 - May 31, 2018

MORGAN STANLEY

RIA
CRD#: 149777
TAMPA, FL
Past

July 3, 2017 - May 31, 2018

MORGAN STANLEY

BD
CRD#: 149777
TAMPA, FL
Past

December 23, 2015 - March 15, 2017

FIRVA CAPITAL MANAGEMENT LLC

RIA
CRD#: 147143
TAMPA, FL
Past

July 7, 2015 - September 24, 2015

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

March 8, 2012 - July 23, 2013

SINCLAIR & COMPANY, LLC

BD
CRD#: 133754
DARIEN, CT
Past

November 19, 2010 - February 8, 2012

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
TAMPA, FL
Past

June 17, 2010 - October 14, 2010

LPE SECURITIES, LLC

BD
CRD#: 117851
TAMPA, FL
Past

May 11, 2010 - February 26, 2015

FIRVA CAPITAL MANAGEMENT LLC

RIA
CRD#: 147143
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/9/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/19/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/7/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/14/2011
General Securities Principal Examination

Current Firm

FC
FIRVA CAPITAL MANAGEMENT LLC
FIRVA CAPITAL MANAGEMENT LLC | FORGE ABS, LLC

CRD#: 147143 / SEC#:

Florida
Registered Investment Advisory firm - (4/17/2009 Approved)
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Contact information

Main Address
3000 Bayport Drive Suite 585, Tampa, FL 33607
Mailing Address
Phone number
(813) 676-7177
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRVA CAPITAL MANAGEMENT LLC

CRD#: 147143

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